Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29

create artificial prices or trading volumes for ECF shares, with the intent to distort the price or trading volume from normal market conditions. In this regard, (17) Mr. Suppharoek Kwaennoi assisted or

trading volume of MORE securities from normal market conditions, were liable to be a violation of Section 244/3 (1) and (2), in conjunction with Section 244/5 and Section 244/6 of the Securities and

orders at prices several notches above the market price, in order to entice other investors to follow suit and force trading of KDH shares within a set price range ("Pump and Dump"). The aim was to

causing the price or trading volume of MORE share to deviate from normal market conditions, which constitutes a violation of Section 244/3 (1) and (2) in conjunction with Section 244/5 and Section 244/6 of

companies and misleading the general public about the trading price and/or volume of MORE shares.With further investigation and coordination with the inquiry officials of the Royal Thai Police’s Central

orders was to test the market, without intention to execute transactions, in such a way that misleads other persons regarding the trading volume of JMT shares.Such action by Mr. Peerapong Jirasevijinda

 trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had

Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account

Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a