The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับหน่วยงานพันธมิตร จัดกิจกรรม “Application Deep Dive” ภายใต้โครงการ Capital Market Datathon เวทีการแข่งขันออกแบบไอเดียสร้างสรรค์
, the SEC has launched the application fee reduction scheme to allow auditors affiliated with audit firms in the capital market to apply for approval as auditor in the capital market for the first time
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
SEC therefore revoked the approval of {A} as capital market investment consultant and set the period for acceptance of his re-application for approval as capital market personnel for 2 years and 11
the bond market in 2019, which was approved by the boards of directors of both SEC and SET. The revised regulations are expected to be enforced in the first quarter of 2020, including (1) limiting the
Re: Application and Approval for Offer for Sale of Structured Notes
Re : Application for and Approval of Offer for Sale of Newly Issued Debt Securities
Application for Approval and Granting of Approval for Offering of Newly Issued Shares