The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
of 430 million baht. As a consequence, KC was in default on the payment of 350 million baht on those bills of exchange (B/E) (SEC News No. 2/2018 dated Friday, 5 January 2018). The SEC’s further
Company’s connected person, for use as the Company’s office and business premises, which will expire on July 31, 2020. In this regard, the Board of Directors deemed it appropriate to authorize the Executive
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Emergency Decree on Public Administration in Emergency Situation, B.E. 2548; the Bangkok Metropolitan Administrative has announced Temporary Closure of the Premises (No. 4) dated 27 March 2020, and requested
. Please be informed accordingly. Very truly yours, (Mr. Jakkaphong Jakrajutatip) Chief Executive Officer and Managing Director Authorized Person to Disclose Information Information Memorandum on Connected
to encourage listed companies and others whose buildings or offices are located on Vibhavadi-Rangsit Road to join the efforts in managing waste in their respective premises efficiently and set an