The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
managing private assets of any persons or groups of persons (private trust), nor does it aim to evade compliance with any relevant laws. Key products for GIT investment in environmental projects are: (1
, the Ministry of Finance, referring to the Ministry’s policy, stated: “In our role as the public sector pillar in finance and economy for sustainable development, we need to address national
Facebook Page ชื่อ National Fund : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
Facebook Page ชื่อ National stocks : Unlicensed securities and derivatives business (Disclosure Date : 09/02/2024)
, banking, and capital market sectors will remain secure and safe. The discussion was joined by Air Vice Marshal Amorn Chomchoey, Secretary General of the National Cyber Security Agency, and Khun Sirithida