Complex Type 2 Investment Consultant
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED| ,Retirement Mutual Fund : RMF | Offering Date : 12/10/2020 - 27/10/2020
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED| ,Super Savings Fund : SSF | Offering Date : 20/03/2018 - 28/03/2018
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in