The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...

Bangkok, June 17, 2013 ? The SEC has reintroduced mobile application ?start-to-invest?, providing more information on new products, inflation-adjusted investment calculator and business operator quick contact. SEC Secretary-General Vorapol Socatiyanurak said the SEC has developed ?start-to-invest II?, the ready-to-download mobile application for investors and interested people after its predecessor launched in May 2012 has been well-receptive. The new version includes additional categories of fi...

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...

. Most were requests for information support, highlighting both the persistent threat of investment scams and a growing public demand for information assistance before making investment decisions or

Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in

. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and

ACC1/20-012 February 25, 2020 Subject: Management Discussion and Analysis for the year ended December 31, 2019 To: Director and Managing Director The Stock Exchange of Thailand Qualitech Public

AC 52/07-003 ACC1/19-042 August 13, 2019 Subject: Management Discussion and Analysis Quarter 2 Ending June 30, 2019 To: Director and Managing Director The Stock Exchange of Thailand Qualitech Public

AC 52/07-003 ACC1/19-055 November 11, 2019 Subject: Management Discussion and Analysis Quarter 3 Ending September 30, 2019 To: Director and Managing Director The Stock Exchange of Thailand Qualitech

AC 52/07-003 ACC1/20-030 May 11, 2020 Subject: Management Discussion and Analysis Quarter 1 Ending March 31, 2020 To: Director and Managing Director The Stock Exchange of Thailand Qualitech Public