the period of ten years. Owing to the fact that Nakul?s approval as fund manager was expired and he has not been in the capital market business recently, instead of imposing revocation order, the SEC

persuaded clients to invest in funds and withdrew large sums of money from the clients’ accounts. However, she did not make any investment transactions in accordance with the clients’ intention and

shares of another company as a joint investment with the client and would share capital gains with the client; however, she did not use the client’s money to invest in such shares, nor did she buy the

Bangkok, March 1, 2012 ? On February 28, 2012, the Criminal Court convicted Sondhi Limthongkul, Suradet Mookyangkul, Saovaluck Theeranuchanyong, and Yupin Chantana, former directors of Manager Media

while in fact the person had received investment advice from another Kasikornthai employee who was not an approved investment consultant. {B}, the manager of the branch where the client received

Bangkok, February 15, 2013 ? The SEC filed a criminal complaint against Sopana Janeborvorn, a former mutual fund manager who was then responsible for the operations of Kasikorn Asset Management Co

Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in

Attn : The Directors and The MAI Manager Ref: Dimet AC 1902/001 February 12, 2019 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.2’s performance

Attn : The Directors and The MAI Manager Ref: Dimet AC 0817/1 August 30, 2017 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Year End result and clarification of

Attn : The Directors and The MAI Manager Ref: Dimet ACC 1711/001 November 9, 2017 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q1’s performance Dear