Attn : The Directors and The MAI Manager Ref: Dimet ACC 1711/001 November 9, 2017 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q1’s performance Dear

Attn : The Directors and The MAI Manager Ref: Dimet AC 0818/1 August 27, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Year End result and clarification of

Capital Market dated June 3, 2014, which would be subject to revocation of an approval as fund manager and setting the period for acceptance  of re-application for approval as capital market personnel for

, effective from 9 November 2018;             (3)  In the case of {C}, she is prohibited from functioning as a branch manager responsible for capital market business, and the SEC also imposed a suspension

violation specified in the Notification of the Capital Market Supervisory Board.*  The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned

persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the

Bangkok, February 15, 2013 ? The SEC filed a criminal complaint against Sopana Janeborvorn, a former mutual fund manager who was then responsible for the operations of Kasikorn Asset Management Co

regulatory oversight in response to future changes. The lectures were delivered as part of the Prep for Fund Manager: Professional Preparation Program for Financial Advisors, Batch 5, organized by KH Academy

Bangkok, April 16, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved to revise rules governing capital market personnel to standardize the

Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management