The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of

Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in

jointly committing with dishonest intent by authorizing KC to issue bills of exchange (B/E) for sale to a mutual fund of Solaris Asset Management Co., Ltd. which caused the misappropriation of an amount

managing climate-related risks by foreign investment management operators can be accessed via the SEC website as follows:https://www.sec.or.th/TH/Documents/CompanyHandbooksandGuidelines

The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster

Capacity and Skills in TCFD Knowledge and Reporting.”  SEC Secretary-General Ruenvadee Suwanmongkol said: “By encouraging asset managers to consider climate-related risk when managing their clients

a digital wallet management system to accommodate efficient custody of digital assets and keys* and ensure safety of clients’ assets.   The regulations cover the following requirements:  (1)  Policy

Microsoft Word - 2002-003EN Management Discussion and Analysis for the year 2019 (Ending Dec 31, 2019) (Revise Template) Ref. No. 2002/003EN February 20, 2019 Subject Management Discussion and

Management Discussion and Analysis For the first quarter ended 31 March 2020 (reviewed) Ratchthani Leasing Public Company Limited May 13, 2020 Subject : Management Discussion and Analysis For the