Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange

for a private fund client at that time, and the deficiencies in the operational systems in relation to investment management and preparation of financial statements and reports and the capital

companies.In protecting the best interest of investors, the SEC is proposing to amend such rules to provide a clearer practical guideline for fund management and more room for investors to consider potential

for enhancing operational efficiency under the ?SEC Centerpoint? Knowledge Management Project. The project has allowed the SEC staff to learn, exchange, and apply the knowledge acquired from work

Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed  revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for

Training Course, Class 19, on the occasion of their study tour regarding organizational management with governance and organizational innovation to develop knowledge and new frameworks for operational

ธุรกิจ (Business Continuity Management) _______________________________ ตามที่ประกาศคณะกรรมการกำกับตลาดทุน

Pecunia Asset Management : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2022)

External User Accounts Management System (EXAM) ระบบบริหารจัดการบัญชีผู้ใช้งานบุคคลภายนอก External User Accounts Management System (EXAM)   โปรดระบุข้อมูลด้านล่าง (Please fill in information below

Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM)   โปรดระบุข้อมูลด้านล่าง (Please fill in information below