of which significantly affect corporate operating results in terms of profit-loss or liability in each accounting period. After filing the application for fund establishment, additionally, proposed
executives and staff, organized a merit-making ceremony on the occasion of the New Year's Day 2025 at the SEC Building on 6 January 2025.
The Securities and Exchange Commission (SEC), represented by Mrs. Waratchya Srimachand, Deputy Secretary-General, participated in a merit-making ceremony on the occasion of the New Year’s Day 2025
. Jomkwan Kongsakul and Mr. Anek Yooyuen, along with SEC executives and staff, participated in a merit-making ceremony on the occasion of the New Year's Day 2024 at the SEC Building on 4 January 2024.
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), participated in the merit-making ceremony on the occasion of the New Year's Day 2024. Mr. Krisada
The SEC made amendments to the regulations governing the reporting of the IPO shares results, aiming to enhance investor access into critical information and be useful for investors’ decision-making
SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...
before making decisions to invest in initial public offerings (IPO). SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any financial instument of their
Under SEC’s proposed disclosure requirements, funds that invest in leasehold rights of real estates or in future revenue sharing contracts of infrastructure projects (leasehold funds) are required to disclose this information to warn investors before they make investment decisions. For example, leasehold property funds (Type1), which are prohibited from investing in new assets, must give clear warnings at the end of the funds’ names. While REITs and infrastructure funds with remaining ag...
Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth Securities Company Limited, had made trading orders before informing the client who did not mak...