During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
terms and conditions, and a cancellation of immediate payment obligation of SABUY258A bond. Regarding SABUY263A bonds:(1) A waiver of the obligation to maintain the net debt-to-equity ratio
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Bangkok, August 20, 2013 ?Finance Minister Kittiratt Na-Ranong appointed Sopavadee Lertmanuschai as a financial expert member of the SEC Board, in replacement of Benja Louichareon who resigned
the terms and conditions; (2) A waiver of the obligation to maintain the net debt-to-equity ratio throughout the term of the bonds; (3) A waiver of the terms and conditions to allow the
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
receiving replacement therapy with dialysis by dialysis machinery (Dialysis Center) and distribution of medical tools and equipment. . Overview of operating results in the Quarter /. Overall global economy
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for