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, with the following key points: (1) Revising the requirements for business operators unable to maintain net capital: Prescribing requirements in order, starting with suspending services of specific

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12076

SEC public hearing on proposed regulations related to risk management policy and liquidity risk management tools of mutual funds to protect and maintain investors’ interest

The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8871

SEC orders temporary suspension of Zipmex services as digital asset exchange and digital asset broker

operations of all types are being suspended, as ordered by the SEC on 24 November 2023, as a result of its failure to maintain net fund as required by law. Furthermore, during this suspension order, Zipmex

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10527

SEC reiterates prohibition on meme token services by digital asset exchanges and warns digital asset brokers against misleading investors

However, the rules do not prohibit digital asset brokers from providing meme token services to clients on the condition that they must act as broker or agent in trading and exchanging digital assets

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10778

SEC public hearing on draft regulations concerning capital requirements for securities companies and derivatives business operators offering digital asset services

service risk; (2) To revise the criteria for suspending digital asset business operations by requiring businesses that fail to maintain the capital to submit a rectification plan to the SEC and execute the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10789

Investor Alert : Facebook page Securities Trading Services

Facebook page Securities Trading Services : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=078&CaseYY=2566

Investor Alert : Facebook Page ชื่อ Marketmedia Services

Facebook Page ชื่อ Marketmedia Services : Unlicensed securities and derivatives business (Disclosure Date : 22/01/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=079&CaseYY=2567

Company Profile - BANGKOK AVIATION FUEL SERVICES PCL.

Company Profile - BANGKOK AVIATION FUEL SERVICES PCL. สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 20:08 Company Profile BANGKOK AVIATION FUEL SERVICES PCL. Please

https://market.sec.or.th/public/idisc/en/companyprofile/listed/BAFS

Our services - SEC API Developer Portal

Our services - SEC API Developer Portal ขอเชิญร่วมตอบแบบประเมินความพึงพอใจ ขอเชิญร่วมตอบแบบประเมินความพึงพอใจการใช้บริการชุดข้อมูลเปิด (SEC Open Data Services) เพื่อการปรับปรุงการให้บริการให้ดียิ่ง

https://api-portal.sec.or.th/apis

Investor Alert : Facebook page "Gold Financial Services"

Facebook page "Gold Financial Services" : Unlicensed securities and derivatives business (Disclosure Date : 10/04/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0378&CaseYY=2569