The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard, SEC has developed, reviewed, and revised regulations on the operation of investment manage...
Bangkok, 6 February 2018 ? The SEC has announced the SEC Scholarship Program for the public. The scholarship recipient can pursue a master's degree overseas in any capital market-related field and
Facebook page "Windows program" : Unlicensed digital asset business (Disclosure Date : 18/03/2026)
Bangkok, October 3, 2014 ? The SEC launched ?Money Mun-D? an infotainment radio program serving as a channel for dissemination of knowledge on financial planning and investment as well as creation of
The Securities and Exchange Commission (SEC), in collaboration with the Principles for Responsible Investment (PRI) and the Asia Investor Group on Climate Change (AIGCC), organized an in-depth training workshop titled “Deep-dive Masterclass on ICAPs Expectations Ladder: Governance.” This workshop aimed to strengthen the capacity and enhance responsible investment practices among asset management companies through actionable climate action plans, focusing on the governance aspect in line wi...
, provided information to the press at a monthly media briefing in March 2024. The briefing covered the enhancement of regulations regarding short selling and program trading to ensure greater transparency
: Challenges and Opportunities” to the participants of the Thailand Insurance Leadership Program 2024 (Class 12). The event was organized by the Office of Insurance Commission (OIC) on 30 August 2024, in
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
แผน Portfolio Advisory และ Program Trading ได้ โดยไม่ถือเป็นการประกอบธุรกิจหลักทรัพย์ประเภทจัดการกองทุนส่วนบุคคล หรือผู้จัดการเงินทุนสัญญาซื้อขายล่วงหน้าตามลำดับ ซึ่งหลักเกณฑ์ดังกล่าว มีผลใช้บังคับ
SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the second time Thailand has participated in FSAP voluntarily because it is important that the development of the Thai financial sector comply with international standards and be recognized in the global community. Also, the capital market is a key driver of the national financial system. The FSAP involved two main separate assessment areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Reg...