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SEC revises regulations for securities and derivatives business operators unable to maintain net capital

During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12076

SEC public hearing on proposed regulations related to risk management policy and liquidity risk management tools of mutual funds to protect and maintain investors’ interest

The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8871

List of REIT Manger

List of REIT Manger Please wait... List of REIT Manger No. Company / Address Period of Approval 1 ADELPHI REAL ESTATE MANAGEMENT COMPANY LIMITED WANG MAI, PATHUM WAN, BANGKOK 10110, THAILAND

https://market.sec.or.th/public/orap/reitmanager01.aspx?lang=en

List of Licensee

List of Licensee Please wait... List of Licensee รายชื่อผู้ประกอบธุรกิจ เป็นรายชื่อผู้ประกอบธุรกิจที่ให้บริการในปัจจุบัน ไม่รวมผู้ประกอบธุรกิจที่อยู่ระหว่างขอหยุดประกอบธุรกิจเป็นการชั่วคราว หรือถูก

https://market.sec.or.th/public/orap/COMPANYPROFILE03.aspx?lang=en&licno=4&grptype=&lcstype=

List of Licensee

https://market.sec.or.th/public/orap/COMPANYPROFILE03.aspx?lang=en&licno=20&grptype=&lcstype=

List of Licensee

https://market.sec.or.th/public/orap/COMPANYPROFILE03.aspx?lang=en&licno=7&grptype=7174&lcstype=

List of Licensee

https://market.sec.or.th/public/orap/COMPANYPROFILE03.aspx?lang=en&licno=H5&grptype=&lcstype=

List of Licensee

https://market.sec.or.th/public/orap/COMPANYPROFILE03.aspx?lang=en&licno=&grptype=122242&lcstype=

List of Licensee

https://market.sec.or.th/public/orap/COMPANYPROFILE03.aspx?lang=en&licno=1&grptype=&lcstype=

List of Licensee

https://market.sec.or.th/public/orap/COMPANYPROFILE03.aspx?lang=en&licno=5&grptype=&lcstype=