KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 01/01/2012 - 26/06/2012
Microsoft Word - hearing _selling agent & LBDU_ 04122552.doc เอกสารรับฟงความคิดเห็น เร่ือง การแกไขหลักเกณฑการตั้งตวัแทน ขายหรือรับซื้อคืนหนวยลงทุน (selling agent) สํานักงานคณะกรรมการกํากับหลัก
Millennium Golden Link (Thailand) Website: www.mglthai.com : Unlicensed securities and derivatives business (Disclosure Date : 27/12/2016)
Website "https://chain-link-eyn.com/index.html" : Unlicensed securities and derivatives business (Disclosure Date : 09/09/2025)
TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund
TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 29/08/2011 - 05/09/2011
TISCO ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 06/05/2008 - 13/05/2008
Bangkok, April 18, 2012 - The SEC is seeking public comments on revision of ESOP regulation to cover life-insurance agent with a view to supporting life-insurance company?s human resource management
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for misconduct related to the offences of the investment consultants. Following an inspection report of {X1},...