former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
XM Global Limited : Unlicensed digital asset business (Disclosure Date : 20/01/2023)
Tradenance Incorporation Limited : Unlicensed digital asset business (Disclosure Date : 21/06/2019)