Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E

provided that there is an investment limit for each member;  (4) Promotion of investment diversification to be in line with international standards and market development. This includes determination of

abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments

the establishment of Thai ESG Funds. Individuals with taxable income are eligible for a tax deduction of up to 30 percent of their assessable income, with a maximum limit of 100,000 baht per tax year

ให้บริการหรือจะให้บริการ พร้อมทั้งระบุคำอธิบายหรือรายละเอียดที่เกี่ยวกับคำสั่งประเภทต่าง ๆ ให้ชัดเจน เพ่ือให้ผู้ลงทุนสามารถเข้าใจได้โดยง่าย เช่น Limit order, Market order, Stop order เป็นต้น (3) การ

whose application for investment allotment has been submitted under Clause 9 when the unit value of the foreign ETF to be offered for sale remains within the limit of capital market transactions related

business in the category of derivatives broker or derivatives dealer; “ investment limit ” means the investment limit of capital market products denominated in foreign currency which is allocated by the SEC

category of derivatives broker or derivatives dealer; “investment limit” means the investment limit of capital market products denominated in foreign currency which is allocated by the SEC Office by the

, 2018. 2 token holders. Although such limit is imposed in the primary market, investors will still be able to obtain ICO tokens in the secondary market and potentially at a much higher cost. Regulatory

) “portfolio duration” “product limit” “regulated market” “repo” (repurchase agreement) “retail MF” (retail Mutual Fund) “reverse repo” (reverse repurchase agreement) “SBL” (Securities Borrowing and Lending