permissible for accredited investors (AI) in preparation for the Capital Account Liberalization Plan of the Bank of Thailand (BOT) to allow retail investors to make overseas investment directly. Additional
proposal aims to provide adequate mechanism to support the upcoming liberalization of securities business and promote new financial products which the business operators may expose to compliance risk
the competitiveness of the business operators in response to the Capital Account Liberalization Plan of the Bank of Thailand. In the future, the Plan will permit general investors to invest directly on
: - SEC News No. 227/2023: “SEC orders Zipmex to rectify its net capital position andact in the best interest of clients,” released on 25 November 2023 - SEC News No. 13/2024: “SECinstructs
preparation for the upcoming liberalization and market linkage,? said SEC Secretary-General Thirachai Phuvanatnaranubala. # # #
Bangkok, 4 March 2024 – The Securities and Exchange Commission (SEC) has released a handbook for convening effective and transparent bondholders’ meetings while promoting the exercise of bondholders
report submission to 26 April 2025, released on 27 March 2025: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11653&NewsNo=71&NewsYear=2025&Lang=EN
special audit regarding the auditor’s observations, released on 25 April 2025: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11737
headlined: “SEC orders asset attachment and temporarily prohibits 10 offenders in STARK case from traveling out of the country,” released on 6 July 2023: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID
operating digital asset exchange business without license,” released on 22 December 2023: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10613&NewsNo=257&NewsYear=2023&Lang=EN ** SEC News No. 82/2024