สำนักงาน ก.ล.ต. จะจัดให้มีการแจ้งเตือนผู้ประกอบธุรกิจเป็นข้อมูลอิเล็กทรอนิกส์ ไปยังอีเมลของผู้ประกอบธุรกิจ (reminder email) 4 เช ่น อ ี เมลของผ ู ้จ ัดการ (MD) อีเมลของผ ู ้กำก ับด ูแลการปฏิบ ัต ิงาน

Listed Company or its Subsidiary Company joins in or leaves. (3) Partial Business Transfer to the Subsidiary. Approve to the shareholders meeting to consider and approve with special resolution for the

past work of an analyst who leaves the employ of the CRA and joins an entity that the employee participated in rating, an obligor whose obligation the employee participated in rating, an originator

(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...

enforce policies, procedures, and controls for reviewing without unnecessary delay the past work of an analyst who leaves the employ of the CRA and joins an entity that the employee participated in rating