List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
Facebook page "E-learning" : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2025)
Instagram "Learning Center for Growth" : Unlicensed securities and derivatives business (Disclosure Date : 13/08/2025)
Facebook page "Easy Stock Learning" : Unlicensed securities and derivatives business (Disclosure Date : 20/11/2025)
หรือไม่ 1. ปฏิบัติตามประกาศ ทธ.39/2555 ในส่วนที่เกี่ยวกับการแต่งตั้ง Head of Compliance รายใหม่ 2. หากต้องปฏิบัติตามข้อ 1. จะสามารถขอผ่อนผันระยะเวลาการแต่ง
SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 20/11/2018 - 26/11/2018
Line open chat ชื่อ Stock Learning Trading Group166 : Unlicensed securities and derivatives business (Disclosure Date : 18/01/2024)
Facebook page "CP learning" impersonates "CP ALL Plc." : Unlicensed securities and derivatives business (Disclosure Date : 30/04/2025)
Facebook page "Learning Center for Growth" : Unlicensed securities and derivatives business (Disclosure Date : 13/08/2025)
Facebook page "Learning Center for Growth" : Unlicensed securities and derivatives business (Disclosure Date : 18/08/2025)