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Earlier, the Civil Sanction Committee resolved to impose civil sanctions on Mr. Thanawat, who was IFEC director and executive at the time of the offence. He was ordered to pay a civil fine and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8193

Criminal Fining Committee fines former JAS director for performing duties dishonestly

Criminal Fining Committee therefore fined him 5,560,000 baht.In addition, the criminal fine caused {A} to have untrustworthy characteristics of director and executive at any listed company* for two years

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6558

SEC files a criminal complaint against former IEC director, executive and associates for corrupt acts causing damage to the company

consideration of further legal action. This criminal complaint has resulted in the persons liable to have untrustworthy characteristics and therefore unable to hold a position as a director or executive in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11330

SEC revises independent director regulations

Bangkok, April 8, 2014 ? The SEC requires all licensees of securities and derivatives businesses appoint independent directors at least one-fourth of the board members by January 1, 2016.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on independent directors of licensed securities and derivatives business operators. The revised regulations require the said licensees appoint independent directors to perform...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5347

SEC files a criminal complaint against a former director and executive of STARK with DSI for falsifying financial statements and submits the case to AMLO

The SEC has filed the criminal complaint against Mr. Prakorn Makjumroen, a former director and executive of Stark, for falsifying STARK and its subsidiaries’ financial statements from 2021 – 2022

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10652

SEC imposes civil sanctions on former director and executive of GIFT for failure to perform duties with responsibility, prudence, and integrity

–2020, Mr. Perajed Suwannapasri (then serving as director and executive of GIFT) facilitated a group of former GIFT sales employees in establishing Gratitude Global Co., Ltd. (now renamed Glooming Global

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12038

SEC files a complaint against IFEC former director for performing duties dishonestly and instructs IFEC directors to solve company problems urgently

the director and executive of issuing and listed companies1 and is therefore banned from holding such positions. ____________________ 1 Clause 3(1) in conjunction with Clause 4(3) and (6) of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6958

Public hearing on independent director rules

established under other laws. The proposed revision includes the exemption of independent director rules for all licensed business operators, under the specified criteria. The qualifications of independent

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5171

SEC files a criminal complaint against 11 offenders (former GGC director, executive and associates) for dishonest acts related to raw material stocks causing damage to GGC, and notifies AMLO

The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8897

SEC Thailand’s public hearing on proposed amendment and draft regulation on qualification of authorized director and manager of digital asset operators including the composition of board of

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=820