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SEC_News ( 5 )

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SEC suspends a securities investment consultant

Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5759

SEC suspends a securities investment consultant

Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5757

SEC signs MOU with 12 organizations to integrate cooperation for the Teachers and Educational Personnel Debt Management Project

Government Housing Bank and (13) Krungthai Bank Plc. The MOU signing ceremony took place at the Teachers’ Council of Thailand, the Ministry of Education, on 6 January 2023. Through the integrated

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9816

OSMEP signs MOU with SEC and SET to promote the growth of SMEs and Startups through Thai capital market, driving Thai economy to grow in the next generation

four state-owned financial institutes, namely, Krungthai Bank (KTB), Government Saving Bank (GSB), Small and Medium Enterprise Development Bank of Thailand (SME D Bank), and Export-Import Bank of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8739

SEC revokes approval of an investment consultant for performing duties dishonestly and acting in the manner that implies dishonesty

The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10550