suitability test as well as videos, to create joyful learning experiences. In the future, a variety of activities will be organized including contemporary exhibition on new development in the capital market.
exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
an exception for appropriate and efficient mechanisms to prevent a conflict of interest in place, annual financial statements approved by an auditor, and maintenance of capital reserves in accordance
Board No. Tor Thor. 60/2561 Re: Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party dated 1 October 2018. Clause 2 With the exception of the provisions
, with the exception of {C} in which the suspension shall be effective from 22 April 2019. During this period, these persons are prohibited from performing duties relating to the management or acting
strengthen supervision of listed companies, as proposed by the SET. The SEC also gives emphasis to effective enforcement, ensuring that wrongdoers in all cases, without exception, are subject to legal
expenses which was approximate to the year 2017. Exception the cost of financial which increased significantly or equivalent to Baht 22.58 million from the outstanding debt from the offering and issuance of
distribution and administrative expenses which was approximate to the same period of the last year. Exception the cost of financial which increased or equivalent to Baht 1.95 million from the outstanding debt
Securities not Subject to Provisions on Public Offering of Securities, with the exception of the criteria for arranging an agent in Thailand. Clause 15 If, after approval for an offer for sale of depositary
incomplete, the financial advisor shall provide additional opinions, for instance: “An exception is made to the information concerning __________ of the Registration Statement on which I cannot give an opinion