Line "Expert "Joy"" : Unlicensed securities and derivatives business (Disclosure Date : 19/01/2026)
Line อ้างชื่อ Expert "Joy" - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 19/01/2569)
ชื่อผู้ได้มา/จำหน่าย :?RAINBOW JOY LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 10/03/2552
ชื่อผู้ได้มา/จำหน่าย :?RAINBOW JOY LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 09/02/2554
related receipt and payment transactions, and the accounting records practice. The company was also required to examine the issue raised by the auditor whether the questionable transactions of land sales
business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the
required to examine the issue raised by the auditor whether the questionable transactions of land sales and purchases were in line with the normal course of business operation.Concurrently, the SEC
whether they are in accordance with the advertising and associated rules as well as be approved by CEO before publication. After publication, company’s compliance unit must monitor and examine all
, registrars, depositories and regulators – to examine bond information more conveniently and rapidly while benefiting from less redundancy and shorter timeframe for book closing process. ThaiBMA’s
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of