exempted for businesses joining the project by submitting to the SEC their applications for the approval of offer for sale of shares to the public with complete additional documents within December 2013 to
In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management companies, as an institutional investor, understand the risks and effects of climate change on b...
คน ในงาน “ก้าวเล็ก…ฝันใหญ่… Go Together สู่การขับเคลื่อนมหาวิทยาลัยแห่งการวิจัยและนวัตกรรม” เพื่อนำเสนอความก้าวหน้าและความสำเร็จของผลงานนวัตกรรมจากคณะเภสัชศาสตร์ จุฬาลงกรณ์มหาวิทยาลัย โดยเปิดตัว CU
Since the class action law came into force in 2015, the SEC has continuously publicized the information about the law to enhance knowledge and understanding of investors and interested parties, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor protection mandate, education is an SEC’s crucial tool. “This seminar on class action legal proceedings...
With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state enterprises, financial institutions and capital market stakeholders, with the knowledge on the offering for sale of sustainability-themed debt instruments and case studies of the offering practices in Thailand as well as a forum for exchanging views and perspectives on the risk-reduction financin...
Bangkok, September 11, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against GISP Ltd. (GISP), Mr. Supawit Sootisong, and Navista Global Markets Ltd. (Navista) for operating derivatives business without license. Following the reports on their suspicious unlicensed derivatives activities, the SEC conducted raids on GISP?s office located at 240/31 Ratchadapisek Rd., Huaykwang, Bangkok as well as Navista?s site. The evidence indica...
The SEC found that Bitazza, a licensed digital asset business operator in the category of digital asset broker, provided the service called Crypto Dust to the public by exchanging digital assets with Bitazza itself in the normal course of business and charging fees. In addition, Bitazza and FreedomVerse jointly provided the product called Freedom Card, which involved purchasing digital assets in exchange for cash and crediting such cash to the Freedom Card, with fees charged. Furthermore...
(ก.ล.ต.) และสมาคมบริษัทจดทะเบียนไทย ณ โรงแรมคราวน์พลาซ่า กรุงเทพฯ ลุมพินี พาร์ค โดยมีผู้เข้าร่วมโครงการจากบริษัทจดทะเบียน 30 แห่งการประชุมเชิงปฏิบัติการนี้ เป็นส่วนหนึ่งของโครงการ WE RISE Together ที่
The SEC found that, during the period commencing on 20 September 2021, Exmix, as the operator of the websites https://www.exmix.co and https://wallet.exmix.io/, provided services or held itself out to the public as available to provide services with respect to the trading or exchange of digital assets for Exmix’s own account in the normal course of business outside the digital asset exchange. In addition, Exmix solicited and promoted the use of its services through the aforementioned websites vi...