personal benefits from the margins of the offer prices.    According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to

Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She

seeking unfair benefits from investor by taking advantage of her duty performance.  In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the

Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch,  for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E

Mrs. Pornanong Budsaratragoon, SEC Secretary-General, joined the panel on “Intersection of Fintech and AI in Wealth Management” in the SFC Symposium organized on 28 February 2024, and shared the

companies domestically, internationally, and across different industry groups. This also benefits investors' analysis and investment decisions. Furthermore, the SEC is currently developing guidelines to

or a 5% rise over previous quarter, as employer realizes the benefits that its employees will receive from diversifying investment policies. ?Provident funds with employee?s choice continually gain

also come with tax benefits.”At the seminar, a lecture on the topic of “Investment Under Islamic Principles in the Thai Capital Market” was given by Mr. Isares Mahamad, Sheikhul Islam Office

Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), joined the Royal Kathina Robe Offering Ceremony 2023, which was graciously presented to the Ministry