SEC Assistant Secretary-General Praoporn Senanarong said: “The debt crowdfunding* scheme is part of the SEC’s regulatory efforts to support the governmental policy on promoting greater access to alternative financing resources for SMEs and startups to raise fund and expand their business growth. The new scheme follows a similar regulatory framework governing the existing equity crowdfunding rules. Pursuant to the new regulations, an eligible fundraiser for the crowdfunding scheme must...
TALIS ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 01/11/2016 - 07/11/2016
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 11/10/2004 - 20/10/2004
The amendments will enhance the standards for issuance and offering of debt securities and the disclosure rules to better align with current circumstances and ensure that investors will receive comprehensive and timely information for making investment decisions. To become effective from 1 August 2024 onwards*, the amendments contain the key points as summarized below: (1) An issuer with existing bonds that are in the process of being extended or having their payments deferred, or are current...
First Select Asia Limited : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2019)
ONE ASSET MANAGEMENT LIMITED|Country Fund | Offering Date : 01/06/1998 - 08/06/1998
บริษัท หลักทรัพย์จัดการกองทุนทาลิส จำกัด|กองทุนรวมหุ้นระยะยาว | วันที่เสนอขาย : 01/11/2559 - 07/11/2559
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their 2024 annual compliance reports. In this front, reporting of any non-application or unfinished application of the recommended guidelines shall be accompanied by the explanation of the associated reasons, as an additional report, which is approved by the company’s board or audit committee. The SEC is...
In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...