Bangkok, June 20, 2012 ? The SEC Capital Market Supervisory Board resolved to amend regulations on the public offering of newly issued shares by public limited company that its major business is holding other company?s stocks ("holding company"). The amended regulations specify that holding company must hold shares in its subsidiaries that are categorized as its core business (either established in Thailand or in foreign countries) at the proportion not less than 50% of the total number of votin...
Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other
Bangkok, January 16, 2012 - The SEC has suspended three investor contacts for their involvement in the share price manipulation of Focus Development and Construction Plc. (FOCUS) and Inter Far East Engineering Plc. (IFEC) in contravention of the SEC regulations on standards of conduct, effective from December 31, 2011. {A}, an investor contact of KGI Securities (Thailand) Co., Ltd., is suspended for two years for his assistance in the FOCUS share price manipulation by providing trading accounts,...
involving connected parties to the scheme will be subject to unitholders? approval, resembling practices of listed companies. A prominent feature of REIT is that any company with experience in real estate
and concrete direction for moving the whole ecosystem involving issuers, investors, disclosure of information, development of indices, capacity building, and inter-agency coordination. The forum
(Form 59) in accordance with the SEC’s regulations, as his spouse had conducted a transaction involving ARROW securities on 28 August 2020.. However, Mr. Lertchai failed to prepared and disclosed the
in securities holdings (Form 59) in accordance with the SEC’s regulations, as his spouse had conducted a transaction involving ARROW securities on 7 July 2020. However, Mr. Tanon failed to prepared
, namely: Mr. Jittkasaem Kunchayangkul, Mr. Kasaemson Kunchayangkul, Mrs. Luckana Jantem and Miss Supaporn Saikham, and involving in financial transaction concerning the trade of EARTH share and EARTH-W4.
The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well