Bangkok, January 19, 2012 - The SEC has suspended six investor contacts for involving in the share price manipulation of Traffic Corner Holding Plc. (TRAF), currently M Pictures Entertainment Plc. (MPIC), which took place at the end of 2007 and in 2008. The suspensions became effective on December 31, 2011, with details below: (1) Sippakorn Kawsaart, then customer relations manager at KTB Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate t...
According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised CoinEx services in Thailand using Thai language via social media such as Facebook and Twitter (currently named X), Medium and Telegram. In this regard, Puttipong presented himself as partner of CoinEx Thailand and the person in charge of CoinEx booth at Thailand Crypto Expo 2022 held at the Bangkok In...
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
Earlier, the Civil Sanction Committee decided to impose civil penalties against the 40 offenders for manipulating AJD shares* but they either failed to acknowledge or refused to comply with the civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor to bring the case against all offenders for the Civil Court to impose the highest civil sanction...
ชื่อผู้ได้มา/จำหน่าย :?ITOCHU TEXTILE PROMINENT (ASIA) LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 20/12/2556
emphasis on sufficient information on offered products and services for investors? understanding and investment decision; particularly characteristics, return payment conditions, and the risks involved, not
the rules and the time specified by the Office. Such publications or disclosure shall be displayed in a prominent place at the office of such securities company. A report together with a copy of such
prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market