not involve with the charges pressed by the DSI regarding the contract dated May 3, 2012 where BMA by KT hired BTSC to operate railway operating system and provide maintenance and ticketing services in

to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products not approved for sale

services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and other businesses.Those actions might be considered as persuading and issuing newly issued securities

includes provisions on shareholding of acting-in- concert parties and measures against persons failing to meet the conditions for tender offer waiver. Other related rules proposed for revision involve

. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of

The amended regulations on the reporting of changes involve securities, namely shares, convertible securities and derivatives held by directors, executives and auditors of listed companies.** By

. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the SEC, said: “Most damages from reported investment scam cases received by the SEC involve scams via social media platforms – ranging from

not involve a change of beneficial ownership of such securities;   2. Placing a https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/MARKETMISCONDUCT.aspx < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last