Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
as: (1) Investment scams in the capital market, call SEC Hotline 1207, extension 22; (2) Online scams related to money deposits, withdrawals, payments, credit cards and loans
Statistics of approved investment analysts / investment consultants Please wait... Statistics of approved investment analysts / investment consultants Type of License April 2021 May 2021 June 2021
In recent times, investors are seeking high profits by investing in assets, which are deemed to yield more returns than deposits. However, such high returns also come with greater risks
Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment
permissible rate of 15 percent. The majority of PVDs invest as much as 85 percent of the total investment money in debt securities and bank deposits. Such low-risk, low-return pattern results in slow fund
investment funds in accordance with the rules of the Bank of Thailand and other applicable laws, among others.SEC Secretary-General Ruenvadee Suwanmongkol said, “SEC has a policy to support and allow investors
Bangkok, July 31, 2013 - The SEC suspended three investment consultants of ZMICO Securities Co., Ltd; two-month suspension on {A} and {B}, and one-month suspension on {C}. In this connection, the
มากขึ้น ภายใต้ระบบที่มีประสิทธิภาพ”โครงการ HK-TH MRF เป็นอีกหนึ่งกรอบความร่วมมือที่จะอำนวยความสะดวกแก่ บลจ. ในการเสนอขายหน่วยลงทุนในต่างประเทศ เพิ่มเติมจากโครงการ ASEAN Collective Investment Schemes
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ Hong Kong Investment Funds Association (HKIFA) หรือ สมาคมบริษัทจัดการลงทุนฮ่องกง จัดงาน Hong Kong – Thailand Business Matching