Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
The Securities and Exchange Commission (SEC) held a meeting with the Department of Climate Change and Environment (DCCE), the Ministry of Natural Resources and Environment (MNRE), the Thailand Greenhouse Gas Management Organization (TGO), the Fiscal Policy Office (FPO), and the Stock Exchange of Thailand (SET) to discuss guidelines for regulating carbon credit trading under the draft Climate Change Act B.E. .... , which aims to drive Thailand towards effective goals in addressing climate c...
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
held from 26 February to 1 March 2024 in Hong Kong Special Administrative Region (SAR).Thai SEC Secretary-General joined the panel on “Intersection of Fintech and AI in Wealth Management” in the SFC
กูล เลขาธิการ ก.ล.ต. ร่วมเสวนาในงาน SFC Symposium ในหัวข้อ ‘Intersection of Fintech and AI in Wealth Management’ เมื่อวันที่ 28 กุมภาพันธ์ 2567นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. ได้รับเกียรติกล่าว
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, joined the panel on “Intersection of Fintech and AI in Wealth Management” in the SFC Symposium organized on 28 February 2024, and shared the
นาย เฟรดดริค อีแอน แมคอินไทร์ ผู้บริหาร ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทลธ. 0008/2557 ข้อ 31 วงเล็บ 2 เพิกถอน 30/09/2563 - 29/09/2571
Mr. Sanpapol Rattanarungroj Mr. Sanpapol Rattanarungroj , as managing director responsible for the operation of S.E.C. Auto Sales and Services PLC (SECC), failed to supervise SECC to submit the