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SEC issues amendments to the regulations regarding record keeping of digital asset business operators

In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10957

SEC sanctions an investment consultant for failure to keep complete record of securities trading orders

Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5926

SEC public hearing on proposed amendments to the regulations regarding record keeping of digital asset business operators

Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10791

SEC suspends two investment consultants for trading on behalf of clients and failure to completely record client?s trading orders

former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5636

Testแบบไม่import-file

https://www.sec.or.th/TH/Pages/SEMINAR_Detail.aspx?SECID=13

Publication Document

Publication Document สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:17 Publication Document Please enter search criteria Document Type -- Select Security Type

https://market.sec.or.th/public/idisc/en/FinancialReport

Publication Document

Publication Document สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:32 Publication Document Please enter search criteria Document Type -- Select Security Type

https://market.sec.or.th/public/idisc/en/FinancialReport/FS

Publication Document

Publication Document สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:35 Publication Document Please enter search criteria Document Type -- Select Security Type

https://market.sec.or.th/public/idisc/en/FinancialReport/R561

Publication Document

Publication Document สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:34 Publication Document Please enter search criteria Document Type -- Select Security Type

https://market.sec.or.th/public/idisc/en/FinancialReport/R562

Document

Document Origin Property Public Company Limited 4496 Moo 9 Samrong Nuea Subdistrict, Mueang Samut Prakan District, Samut Prakan Province 10270 Page | 1 No. ORI 48/2017 31 July 2017 Subject: The

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201707/17059995.pdf