succeed without having efficient internal units comprising (1) company secretary having duty to monitor the company and its executives to comply with laws and keeping important information, (2) internal
Bualuang Securities Public Company Limited Between 1 September 2022 and 15 September 2024, Bualuang Securities Public Company Limited (“Bualuang Securities”) maintained an internal investment
manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for
and January 20, 2025, Merkle failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems
การขายชอร์ตและการส่งมอบหลักทรัพย์ เพื่อการบริหารความเสี่ยงจากการทำหน้าที่เป็นผู้ดูแลสภาพคล่อง (market maker)ของบริษัทหลักทรัพย์ และการจัดการทรัพย์สินลูกค้าเมื่อเกิด internal short
Bangkok, February 8, 2011 ? The Criminal Court has extended the freezing order against assets of Wichai Chaisathaporn for another 90 days from January 25, 2011. Earlier on May 27, 2010, the SEC filed
. 1/2016 Settlement Committee Order No. 3/2016 Dated 17/02/2016
Order No. 7/2016 Dated 16/03/2016
/2016 Settlement Committee Order No. 8/2016 Dated 16/03/2016
Meeting No. 2/2016 Settlement Committee Order No. 11/2016 Dated 16/03/2016