the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered

The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...

Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in

. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and

Mr. Boon Choon Kiat Mr. Boon Choon Kiat, managing director, who is responsible for the operation of Chewathai Public Company Limited (“CHEWA”), shall be liable for CHEWA’s failure to prepare and

Mr. Anuwat Burapachaisri Mr. Anuwat Burapachaisri, the managing director, who is responsible for the operation of MEC Far East International Public Company Limited (“MEC”), shall be liable for MEC

Mr. Apichai Taechaubol Mr. Apichai Taechaubol, managing director who is responsible for the operation of Jc Kevin Development Company Limited (“JCKD”), shall be liable for JCKD’s failure to prepare

from the instruction or the failure to give instruction of Mr. Mikalai, managing director, which is duly required to be performed. 27/09/2022 referred the case to a state attorney for filing a lawsuit

from the instruction or the failure to give instruction of Mr. Mikalai, managing director, which is duly required to be performed. 27/09/2022 referred the case to a state attorney for filing a