the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered

Facebook page "Growth Signal Room" : Unlicensed securities and derivatives business (Disclosure Date : 03/02/2026)

Facebook อ้างชื่อ Growth Signal Room - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 03/02/2569)

the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order

from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee

instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 18/2024

instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 20/2024

failure to prepare and submit the key financial ratio report for the year 2022 through the transmission system of the SEC office within the period specified in the notification resulted from the instruction

prepare and submit the result of the bond sale report to the SEC office within the period specified in the notification of the office of the Securities and Exchange Commission resulted from the instruction

failure to prepare and submit the key financial ratio report for the year 2022 through the transmission system of the SEC office within the period specified in the notification resulted from the instruction