the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered

caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.   The SEC has been monitoring and observing events or exhibitions

, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing

On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...

the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order

from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee

instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 18/2024

instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 20/2024

failure to prepare and submit the key financial ratio report for the year 2022 through the transmission system of the SEC office within the period specified in the notification resulted from the instruction

prepare and submit the result of the bond sale report to the SEC office within the period specified in the notification of the office of the Securities and Exchange Commission resulted from the instruction