Facebook page Divide&anz2 : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), has signed a Memorandum of Understanding (MOU) with five partner organizations to initiate
Facebook page Divide&anz2 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 10/06/2565)
supervision, initiate cooperation and address key challenges, which can lead to common practices at the regional level in the future. IOSCO APRC Meeting will discuss important and challenging issues such
were subject to civil sanctions under Section 296 of the SEA, as amended, too. The Civil Sanction Committee has resolved to authorize SEC to initiate a civil sanction proceeding against Chantip
) in conjunction with Section 244 (4). All three are liable to the penalties under Sections 296 and 296/2 of the SEA. The Civil Sanction Committee has resolved to authorize SEC to initiate civil
recommendations share a similar structure with the TCFD recommendations[2], making them easily comprehensible. Companies have the option to implement these recommendations or initiate an analysis of their
conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty