characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)
that the results might not be worth the fees, (2) equity funds in Thailand do not have the characteristic of active management and yield similar returns to the general market, which leads to the fact
Company Seller : Mr. Do Tat Thang SDWTP’s current shareholder, which is an individual person in Vietnam. However, Seller is not a connected person of the Company and its Subsidiary 3. The General
system. The exemption provides tax equalization, eases burden and attracts individual?s investment, which will facilitate investment in listed ASEAN securities through SET trading system and thus
Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and
) / (#%I#0# 4!4 (derivative warrants) #II$"# (.# 4R&.$E3K$1$)# !. +,$ R&"# '"# $06"# 11 (."+3- )# !. 01 1.3.1.1 stock options / derivative warrants on individual +6 / (#%I#0# 4!4 &'R&.(0. 1.3.1.2