personal benefits from the margins of the offer prices.    According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to

Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She

seeking unfair benefits from investor by taking advantage of her duty performance.  In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the

Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch,  for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E

advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal basis that will be used to process personal data in the organization and producing a corporate’s private

promoting innovation and optimizing the benefits of digital technology. The Personal Data Protection Act (PDPA) is part of a series of digital laws which aims to increase and strengthen Thailand’s

Bangkok, July 7, 2015 ? The SEC is revising rules on private placement (PP) of newly issued shares to protect existing shareholders and prevent the exploitation of this means for the benefits of any

Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be

of 0.50 baht per share and an offering price of 0.10 baht per share to existing shareholders in proportion to their holdings (RO), with a total value not exceeding 311,381,474.90 baht, and to a private

Mr. Alex as PP investor; benefits CIG will gain from offering PP shares, feasibility of plans for use of proceeds from PP offering, clarity regarding project implementation including sufficiency of