), Sunshine International Co., Ltd., Aqua Corporation Co., Ltd., and Mrs. Chompis Bunnag on October 27, 2010 is deemed incomplete under SEC regulation. This is because the tender offer does not include material
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 17/10/2007 - 31/10/2007
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund,Retirement Mutual Fund : RMF | Offering Date : 29/11/2006 - 19/12/2006
THAI ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 12/10/2007 - 19/10/2007
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund,Retirement Mutual Fund : RMF | Offering Date : 24/11/2004 - 14/12/2004
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund | Offering Date : 08/10/2012 - 12/10/2012
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund,Retirement Mutual Fund : RMF | Offering Date : 14/11/2005 - 28/11/2005
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund,Retirement Mutual Fund : RMF | Offering Date : 21/11/2005 - 09/12/2005