March 21, 2024, Stock Exchange of Thailand (SET) notified NUSA to clarify on the discrepancy of information regarding the Board of Directors’ meeting as SET had been informed that the meeting which was
translation is strictly for reference. 3 Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business
Securities and Exchange Commission No. Sor Lor Thor. 49/2558 Re: Approval of Personnel in the Capital Market Business (No. 2) dated 10 July 2015. 3 Clause 8 Any person who wishes to receive an evidence of the
“ controlling person ” shall have the same meaning as defined in the Notification of the Securities and Exchange Commission concerning Determination of the Definitions in [Other] Notifications relating to
person” shall have the same meaning as defined in the Notification of the Securities and Exchange Commission concerning 2 Determination of the Definitions in [Other] Notifications relating to Issuance and
of foreign ETF for sale to investors in Thailand; or (2) Any person intending to have units of foreign ETF listed on the Stock Exchange of Thailand. The application under the first paragraph may be
, the SEC promulgates regulations as follows: Clause 1 In this Notification: (1) “foreign ETF” means collective investment scheme in category of exchange-traded fund established under law of foreign
listed on securities exchange and in cases where the units of foreign ETF are listed on several exchanges, the term shall mean the capital market regulator of the home exchange; (6) “related person” means
) “Department director” means any person who is responsible for the internal operation of a department in the company; (6) “Work experience” means work experience in a financial institution or other organization
characteristic as specified in the Notification of the Securities and Exchange Commission on prohibited characteristics of securities business personnel and such person is no longer fit to perform the duties of