สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงานสัมมนา “An Accelerating Implementation for Climate Strategies” จัดโดย ERM (Environmental Resources Management) ภายใต้หัวข้อ
caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities. The SEC has been monitoring and observing events or exhibitions
, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...
As institutional investors managing large investment funds, AMCs have potential to create ripple effects and help drive Thailand towards achieving Sustainable Development Goals (SDGs) and Net Zero. They can do this by becoming responsible investors who allocate capital to businesses with good governance and sustainable operations, and by encouraging these businesses – especially those in high greenhouse gas emissions industries – to implement timely and effective climate risk measures, ref...
“The progress of government action on the National Action Plan on Business and Human Rights and implementation that extends the National Action Plan” together with representatives from Japan
implementation" 27/09/2021 9.30 - 11.30 น. FA28092021 สัมมนา "Practical issues and challenges in TFRS implementation for IPO" 28/09/2021 9.30 - 11.30 น. PDPA_MOOC2021 ขอเรียนแจ้ง การเข้าอบรมหลักสูตรออนไลน์ CHULA
. Pornanong Budsaratragoon, SEC Secretary-General and Chairperson of the Working Group, met with executives and relevant departments to review the implementation of these measures and to establish the No Gift
provided to ensure proper implementation by SEC employees. The meeting took place on 24 April 2024, at the SEC Building.
urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific