AMLO Chairman Chatchai Phromlert and AMLO Secretary-General Theppasu Bavornchotidara emphasized AMLO's pivotal role in capital market oversight as a regulator of SET's securities member companies designated to report various transactions and as an enforcement agency against predicate offenses in the capital market. For cases involving violations of the Securities and Exchange Act, including stock manipulation and insider trading, AMLO will work closely with the SEC, which directly regulates thes...
Pursuant the Digital Asset Business Law, as amended, digital asset business operators having any of the following characteristics are deemed to be providing services to persons in Thailand, which requires proper license under the Digital Asset Business Law: (1) having a digital platform displayed, in whole or in part, in the Thai language; (2) having a digital platform registered by using a domain name with the extension “.th” or “.ไทย” or any other name that signifies Thailand or the Kingd...
has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit
, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer to disclose both positive and positive
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
Recently, the Securities and Exchange Commission (SEC) has conducted investigations and found that Bybit .com (https://www. bybit .com), 1000x .live (https://www. 1000x.live), CoinEx (https://www.coinex.com/), OKX (www.okx. com/th), and XT.COM (www.xt.com) had provided services of digital asset trading platforms without license. The SEC therefore filed criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police for offenses liable to be unlicensed digital asset busi...
Microsoft Word - SET Disclose_TCSC _TH_ _แก้ไขเพิ่มเติม_ ท่ี สนก. 059/2561 3 กรกฎาคม 2561 เร่ือง แจงการขายเงินลงทุนในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (แกไขเพ่ิมเติม) เรียน กรรมการและผูจดัการ ตลาดหลักทรัพยแหงประเทศไทย อางถึง การเปดเผยขอมูลและการปฏิบัติการของบริษัทจดทะเบียน บริษัทหลักทรัพย ซีมิโก จํากัด (มหาชน)(“บริษัท”) ขอแจงการขายหุนของบริษัทฯ ท่ีถอือยูในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (“TCSC”) โดยมรีายละเอยีดดังน้ี รายละเอียดรายการ วัน เดือน...
qualifications whereby an IPO applicant shall not get involved in any illegal business. The proposed amendments are in line with the regulations for issuance of newly issued shares of public limited companies
Currently, the IPO regulations specify that an IPO applicant shall not get involved in any illegal business without specifically defining the term. Thus, the term can be broadly interpreted and may