Complex Type 2 Investment Consultant
ID Line : @563kzaej : Unlicensed digital asset business (Disclosure Date : 08/05/2023)
Verified tools. The business sector is encouraged to apply these tools to enhance their protection mechanisms, thereby promoting a safer online environment. Prof. Pornanong Budsaratragoon, Ph.D., SEC
Facebook page Bnp paribas (https://web.facebook.com/profile.php?id=100034428107864&_rdc=1&_rdr) : Unlicensed securities and derivatives business (Disclosure Date : 08/06/2023)
Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring...
Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital