Bangkok, June 20, 2012 ? The SEC awarded ?ICT for society? for its accomplishment in developing Mobile App ?start-to-invest? to promote financial literacy and investment knowledge to the general public and ?Core Process Improvement? for developing its services and internal operating systems under the project ' SMART SEC Administrative Office". The awards were given at ?Thailand ICT Excellence Awards 2011-2012,? organized by Thailand Management Association (TMA) in cooperation with National Elec...
Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
honored participants in the workshop which took place on 21 February 2024 at SEC Building.
2025. On this occasion, the SEC was among the government agencies honored with Privacy Self-Assessment Excellence Award with the highest score in the Privacy Maturity Model & Privacy Index project
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities