said criteria will be announced.Vorapol Socatiyanurak, SEC Secretary-General said, ?Under the revised criteria, all shares having high turnover ratio will be listed on the Turnover List as the limit of
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
ก.ล.ต. ปรับปรุงเกณฑ์คำนวณหลักทรัพย์ที่มีอัตราการซื้อขายหมุนเวียนสูง (Turnover List) เพื่อให้สอดคล้องกับสภาพการซื้อขายในปัจจุบัน เริ่มใช้ตั้งแต่วันที่ 28 พฤศจิกายน 2557 นี้นายวรพล โสคติยานุรักษ์
27 กุมภาพันธ์ 2547 เรียน ผู้จัดการ บริษัทหลักทรัพย์ทุกแห่ง ที่ กลต.ธ.(ว) 12 /2547 เรื่อง Turnover list
high-quality audit services to listed companies in compliance with professional standards. Following a public hearing on the proposed principles and draft regulations, most respondents agreed with the
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...