Bangkok, Jan 6, 2011 ? The SEC Board Meeting No. 1/2011 today passed a resolution approving in principle the setup of carbon credit fund ? a target innovation under the Capital Market Development
high-quality audit services to listed companies in compliance with professional standards. Following a public hearing on the proposed principles and draft regulations, most respondents agreed with the
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
finance in Asia, aiming to attract investment to the business sector with the goal of Net Zero. The Asia High-level Financial Regulators' Forum acted as a forum for exchanging views on enhancing carbon
BIRLA CARBON (THAILAND) PUBLIC COMPANY LIMITED | Q1/2011
BIRLA CARBON (THAILAND) PUBLIC COMPANY LIMITED | Q2/2011
BIRLA CARBON (THAILAND) PUBLIC COMPANY LIMITED | Q3/2011
BIRLA CARBON (THAILAND) PUBLIC COMPANY LIMITED | Year 2011
BIRLA CARBON (THAILAND) PUBLIC COMPANY LIMITED | Q1/2012