securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and
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. Furthermore, although the transaction price is reasonable, SUSCO incurs hidden costs arising from the transaction conditions, namely opportunity costs because SUSCO is prohibited from competing with the SDA
of this amendment is to ensure that customer complaints are handled appropriately, especially in the case where the operator failed to comply with relevant regulations. It also aims to ensure that
://publish.sec.or.th/nrs/9602s.pdf แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ ธุรกิจ เช่น สัญญาเช่า สัญญาการใชสิ้ทธิ ประโยชน์ เป็นตน้ - เง่ือนไข และอายขุองสิทธิ - มี hidden asset อ่ืนท่ียงัไม่เปิดเผยหรือไม่ - ผลต่อการด า
as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a